EWING V. CALIFORNIA
538 U.S. 11 (2003)
NATURE OF THE CASE: This was a dispute over whether the California three strikes law was
unconstitutional under the Eighth Amendment.
FACTS: Between 1993 and 1995, 24 States and the Federal Government enacted three strikes
laws. Though the three strikes laws vary from State to State, they share a common goal of
protecting the public safety by providing lengthy prison terms for habitual felons. When a
defendant is convicted of a felony, and he has previously been convicted of one or more
prior felonies defined as 'serious' or 'violent,' sentencing is conducted pursuant to the
three strikes law. Prior convictions must be alleged in the charging document, and the
defendant has a right to a jury determination that the prosecution has proved the prior
convictions beyond a reasonable doubt. If the defendant has one prior 'serious' or 'violent'
felony conviction, he must be sentenced to 'twice the term otherwise provided as punishment
for the current felony conviction.' If the defendant has two or more prior 'serious' or
'violent' felony convictions, he must receive 'an indeterminate term of life imprisonment.'
Defendants sentenced to life under the three strikes law become eligible for parole on a
date calculated by reference to a 'minimum term,' which is the greater of (a) three times
the term otherwise provided for the current conviction, (b) 25 years, or (c) the term
determined by the court pursuant to 1170 for the underlying conviction, including any
enhancements. Certain offenses may be classified as either felonies or misdemeanors. These
crimes are known as 'wobblers.' Some crimes that would otherwise be misdemeanors become
'wobblers' because of the defendant's prior record. A petty theft, a misdemeanor, becomes a
'wobbler' when the defendant has previously served a prison term for committing specified
theft-related crimes. Other crimes, such as grand theft, are 'wobblers' regardless of the
defendant's prior record. Both types of 'wobblers' are triggering offenses under the three
strikes law only when they are treated as felonies. Under California law, a 'wobbler' is
presumptively a felony and 'remains a felony except when the discretion is actually
exercised' to make the crime a misdemeanor. Prosecutors may exercise their discretion to
charge a 'wobbler' as either a felony or a misdemeanor. Likewise, California trial courts
have discretion to reduce a 'wobbler' charged as a felony to a misdemeanor either before
preliminary examination or at sentencing to avoid imposing a three strikes sentence. In
exercising this discretion, the court may consider 'those factors that direct similar
sentencing decisions,' such as 'the nature and circumstances of the offense, the defendant's
appreciation of and attitude toward the offense, . . . [and] the general objectives of
sentencing.' California trial courts can also vacate allegations of prior 'serious' or
'violent' felony convictions, either on motion by the prosecution or sua sponte. In ruling
whether to vacate allegations of prior felony convictions, courts consider whether, 'in
light of the nature and circumstances of [the defendant's] present felonies and prior
serious and/or violent felony convictions, and the particulars of his background, character,
and prospects, the defendant may be deemed outside the [three strikes'] scheme's spirit, in
whole or in part.' Trial courts may avoid imposing a three strikes sentence in two ways:
first, by reducing 'wobblers' to misdemeanors (which do not qualify as triggering offenses),
and second, by vacating allegations of prior 'serious' or 'violent' felony convictions.
Ewing (D) was on parole from a 9-year prison term. D walked into a golf pro shop and walked
out with three golf clubs, priced at $399 apiece, concealed in his pants leg. The police
apprehended D in the parking lot. From 1984 until 1993 D was virtually a one-man crime
spree. (This author counted 14 offenses he was prosecuted for and notes that D was
increasingly more dangerous and violent as time went on.) For the stolen golf clubs, he was
charged with, and ultimately convicted of, one count of felony grand theft of personal
property in excess of $400. The prosecutor formally alleged, and the trial court later
found, that D had been convicted previously of four serious or violent felonies for the
three burglaries and the robbery in the Long Beach apartment complex. D asked the court to
reduce the conviction for grand theft, a 'wobbler' under California law, to a misdemeanor so
as to avoid a three strikes sentence. Ewing also asked the trial court to exercise its
discretion to dismiss the allegations of some or all of his prior serious or violent felony
convictions, again for purposes of avoiding a three strikes sentence. The trial court took
note of his entire criminal history, including the fact that he was on parole when he
committed his latest offense. The court also heard arguments from defense counsel and a plea
from D himself. D was sentenced under the three strikes law to 25 years to life. The
California Court of Appeal affirmed. Relying on Rummel v. Estelle, 445 U. S. 263 (1980), the
court rejected D's claim that his sentence was grossly disproportionate under the Eighth
Amendment. Enhanced sentences under recidivist statutes like the three strikes law, the
court reasoned, serve the 'legitimate goal' of deterring and incapacitating repeat
offenders. The Supreme Court of California denied D's petition for review.
ISSUE:
RULE OF LAW:
HOLDING AND DECISION:
LEGAL ANALYSIS:
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